|
a. Goals. The goals of the Inspector General are to:
1. review the effectiveness and efficiency of programs and operations
of County government and independent County agencies;
2. prevent and detect fraud, waste, and abuse in government activities;
and
3. propose ways to increase the legal, fiscal, and ethical accountability
of County government departments and County-funded agencies.
b. Appointment. The County Council must appoint an Inspector
General for a term of 4 years, as provided in subsection (c). Unless
the Council reappoints the incumbent, the Council must select the Inspector
General from a list of at least 3 qualified persons submitted by an
Inspector General nominating panel, consisting of 3 County residents
designated by the Council by resolution. If the Council does not select
one of the persons submitted by the nominating panel, the panel must
submit another list of at least 3 other qualified persons. The members
of the nominating panel must not be employed by the County or any independent
County agency during their service on the panel.
c. Term. The term of each Inspector General begins on
July 1 of the third year after an Executive and Council are elected,
and ends on June 30 of the third year after the next Executive and Council
are elected. An Inspector General must not serve more than two full
4-year terms, not including any time served as Inspector General to
complete an unexpired term. The Council must appoint an Inspector General
to complete a term if the Inspector General resigns, dies, or is removed
from office. If the term of the Inspector General expires or the position
is otherwise vacant, the senior professional staff member, if any, in
the Office of the Inspector General serves as acting Inspector General
until an Inspector General is appointed.
d. Qualifications. The Inspector General must be professionally
qualified, by experience or education, in auditing, government operations,
or financial management, and must be selected solely on the basis of
professional ability and personal integrity, without regard to political
affiliation.
e. Removal. The Council may remove the Inspector General
by resolution adopted by the affirmative vote of six Councilmembers
for neglect of duty, malfeasance, conviction of a felony, or other good
cause. Before the Council adopts a resolution of removal, the Council
or its designee must hold a public hearing if the Inspector General
requests a hearing within 10 days after receiving notice of proposed
removal from the Council.
f. Budget. By 4 months after the Inspector General is
appointed, the Inspector General must submit to the Executive and Council
a projected budget for the Office of the Inspector General for the entire
4-year term. In the resolution approving the operating budget for the
next fiscal year, the Council must also recommend a projected budget
for the Office of the Inspector General for the 3 following fiscal years.
The Council must specify in any later budget resolution how the Office
budget for that fiscal year differs from the projected budget the Council
previously recommended.
g. Staff; Legal Counsel.
- The Inspector General may, subject to appropriation and all applicable
merit system laws and regulations, appoint as term employees the
staff of the Office of the Inspector General. The term of each employee
should end when the next Inspector General takes office unless the
Inspector General specifies a shorter term when appointing the employee.
The Inspector General may also, subject to appropriation, retain
project staff or other consultants by contract. The Inspector General
may, with the agreement of the head of any other government department
or agency, temporarily detail an employee of that department or
agency to the Office of the Inspector General.
- The County Attorney must provide legal services to the Inspector
General, and may employ special legal counsel for the Inspector
General under Section 213 of the Charter. If the Inspector General
asks the County Attorney in writing to employ a special legal counsel
and the County Attorney does not do so within 30 days after receiving
the Inspector General's request, the County Attorney must inform
the County Council why a special counsel was not employed.
h. Powers and Duties. The Inspector General must attempt
to identify actions which would enhance the productivity, effectiveness,
or efficiency of programs and operations of County government and independent
County agencies. In developing recommendations, the Inspector General
may:
- conduct investigations, budgetary analyses, and financial, management,
or performance audits and similar reviews; and
- seek assistance from any other government agency or private party,
or undertake any project jointly with any other governmental agency
or private body.
In each project of the Office, the Inspector General should uphold
the objective of complying with applicable generally accepted government
auditing standards.
i. Work plan. The Inspector General must direct
the activities of the Office of the Inspector General, subject to a
work plan for the Inspector General's 4-year term which the Inspector
General must adopt within 6 months after being appointed. The Inspector
General may amend the plan during a term. The Inspector General must
consider recommendations and may seek suggestions for the work plan
from the Executive, the County Council, the head of each independent
County agency, employees of County government and independent County
agencies, employee organizations, and individual citizens. The Inspector
General must release the work plan to the public but may treat any item
or suggestion for an item as confidential when advance public or agency
knowledge of that item or suggestion would frustrate or substantially
impede the work of the Office.
j.Coordination. The Inspector General should consult
with the Director of the Office of Legislative Oversight to assure that
the work of the Inspector General complements but does not duplicate
the work assigned by the Council to the Office of Legislative Oversight,
as well as audits and other evaluations conducted by other departments
and agencies. The Inspector General may review any audit or program
evaluation performed by any County department or agency, and may seek
comments from the same or any other department or agency.
k. Reports.
- The Inspector General must submit by October 1 each year an annual
report to the Council and the Executive on the activities of the
Office and its major findings and recommendations during the previous
fiscal year.
- When the Inspector General completes a workplan item, the Inspector
General must submit a written report on that item to the County
Council, the Executive and the chief operating officer of each affected
department or agency. The report must describe the purpose of the
project, the research methods used, and the Inspector General's
findings and recommendations. Each affected department or agency
must be given a reasonable opportunity to respond to the Inspector
General's final draft of each report. After giving the Executive
and the Council a reasonable opportunity to review the report, the
Inspector General must release the report to the public, subject
to the state public information act. The public report must include
the agency's response. The Inspector General may keep any report
prepared under this paragraph, and any information received in connection
with that report, confidential until the report is released to the
public.
l. Access to information.
- The Inspector General is legally entitled to, and each department
or office in County government and each independent County agency
must promptly give the Inspector General, any document or other
information concerning its operations, budget, or programs that
the Inspector General requests. The Inspector General must comply
with any restrictions on public disclosure of the document or information
that are required by federal or state law. The Inspector General
must immediately notify the Chief Administrative Officer, the County
Attorney, and the President of the Council if any department, office,
or agency does not provide any document or information within a
reasonable time after the Inspector General requests it. The Chief
Administrative Officer (for departments and offices in the Executive
branch of County government), the County Attorney (for independent
County agencies), and the Council President (for offices in the
legislative branch of County government) must then take appropriate
action (including legal action if necessary) to require the department,
office, or agency to provide the requested document or information.
- If the Inspector General does not receive all necessary information
under paragraph (1), the Inspector General may issue a subpoena
to require any person to appear under oath as a witness or produce
any record or other material in connection with an audit or investigation
under this Section. The Inspector General may enforce any subpoena
issued under this Section in any court with jurisdiction.
- The Inspector General may administer an oath or affirmation or
take an affidavit from any person as necessary to perform the Inspector
General's duties.
- Each employee of a County department or agency should report any
fraud, waste, or abuse, to the Office of the Inspector General.
After receiving a report or other information from any person, the
Inspector General must not disclose that person's identity without
the person's consent unless that disclosure is necessary to complete
an audit or investigation.
m. Compliance. Each of the following acts is a Class
A violation:
- withholding or refusing to respond to a valid request for documents
or information under this Section;
- giving false or misleading information in connection with any
audit, study, or investigation under this Section;
- retaliating or threatening to retaliate against any person for
filing a complaint with the Inspector General, furnishing information,
or cooperating in any audit, study, or investigation under this
Section.
n. Definition. As used in this Section, "independent
County agency" means:
- the County Board of Education and the County school system;
- the Maryland-National Capital Park and Planning Commission;
- the Washington Suburban Sanitary Commission;
- Montgomery College;
- the Housing Opportunities Commission;
- the County Revenue Authority; and
- any other governmental agency (except a municipal government or
a state-created special taxing district) for which the County Council
appropriates or approves funding, sets tax rates, makes levies,
or approves programs or budgets.
(1997 L.M.C., ch. 26, §1; 2000 L.M.C., ch. 5, § 1.)
 
|